Surigao Mineral Reservation Board v. Cloribel

1977-09-09 · J. FERNANDEZ, J.: · Primary: Ethics; Secondary: Remedial
REITERATION

Facts

The Antecedents: The Supreme Court En Banc noted that in pleadings filed with the Court (L-27072 and L-29345) Atty. Jose Sotto Beltran signed his name as "Jose Beltran Sotto." The Court issued a Resolution dated July 12, 1977 requiring Atty. Jose Sotto Beltran to explain within ten days why he appeared to have changed his name without appropriate court authority. In response, on July 30, 1977, Atty. Jose Sotto Beltran submitted a written explanation and an affidavit of merit asserting that he was an illegitimate son and that his use of the professional name "JOSE BELTRAN SOTTO" was in conformity with Article 368 of the Civil Code of the Philippines, and that such use did not need court permission. Procedural History: The matter proceeded to resolution by the Supreme Court En Banc. The Court considered the explanation and affidavit filed by Atty. Jose Sotto Beltran, reviewed official records showing that he had been publicly known and subscribed in the Roll of Attorneys as "Jose Sotto Beltran," and cited prior jurisprudence (Chomi v. Local Civil Registrar of Manila, 99 Phil. 1004). The Court concluded that unilateral change of a name by a person publicly identified under a particular name is not permitted without judicial authority and invoked provisions of the Civil Code (Articles 376, 379, 380). The Petition: There is no petition for relief recorded in the text; rather the matter is an administrative resolution requiring explanation and the Court's subsequent admonition concerning unauthorized change of name.

Issue(s)

Whether a person who has been publicly identified and has subscribed official records under a particular name may, without judicial authority, unilaterally use a different name in official pleadings. Whether Article 368 of the Civil Code permits an illegitimate child to use the mother's surname in place of the previously used surname without obtaining court permission. Whether the Supreme Court may admonish an attorney for using a name other than that under which he is publicly known and entered in the Roll of Attorneys without judicial authority.

Ruling

The respondent is admonished to refrain from using any name other than JOSE SOTTO BELTRAN without judicial authority; otherwise he will be subjected to disciplinary action. The Court held that unilateral change of name is not permissible and that the only lawful method to change a name is by the appropriate judicial proceedings as established by law and the Rules of Court.

Ratio Decidendi

On Issue 1: The Court reasoned that a person who has allowed himself to be publicly identified under a particular name may not, without appropriate court authority, change that name in official or public records. The Resolution states that "Having allowed himself to be Identified as such Jose Sotto Beltran, he may not now without appropriate court authority change his name to Jose Beltran Sotto." The Court emphasized that the lawful mechanism for changing one's name is through the proceedings provided by law and the Rules of Court, thereby precluding unilateral alterations in official records. The Court further relied on the principle expressed in Chomi v. Local Civil Registrar of Manila that judicial authority is required for legal change of name, applying that precedent to the present circumstances. In addition, the Court noted statutory limitations on the use of different names except for pen or stage names employed in good faith without injury to third persons (Articles 379 and 380), which do not sanction the unilateral alteration of an attorney's official name in pleadings or official rolls. On Issue 2: The Court addressed respondent's reliance on Article 368 of the Civil Code to justify use of his mother's surname and found the contention without merit in the circumstances presented. The Resolution records respondent's claim that as an alleged illegitimate son he could use his mother's surname under Article 368, but the Court observed that respondent had been publicly known and officially recorded under the name "Jose Sotto Beltran." The Court distinguished the theoretical right to use a mother's surname from the practical requirement that a publicly used name cannot be unilaterally altered in official records without judicial permission. The decision therefore holds that invocation of Article 368 does not relieve the respondent from the requirement of judicial proceedings to effect a change in the name appearing in official registries such as the Roll of Attorneys. The Court thus balanced statutory permissiveness for surname usage by illegitimate children with the procedural requirement of formal name-change proceedings where a name has been publicly used and recorded. On Issue 3: The Court exercised its disciplinary oversight and admonished the respondent to desist from using any name other than that under which he is recorded without court authority. The Resolution cites the Court's authority over the Roll of Attorneys and the need to preserve the integrity of official records. By referencing Chomi v. Local Civil Registrar of Manila, the Court affirmed the settled rule that judicial procedure is the proper channel for changing a name legally. The Court also noted exceptions for pen and stage names under Articles 379 and 380 but found those exceptions inapplicable to the respondent's unilateral use of a different professional name in official pleadings. Finally, the Court's admonition serves as a disciplinary preventive measure and a directive that future changes must follow judicial processes.

Main Doctrine

The only way by which the name of a person can be changed, legally is by the appropriate proceedings established by the law and the Rules of Court.

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