Macaraeg v. Bermudez

A.M. No. P-1657 · 1981-08-27 · J. DE CASTRO, J.: · Primary: Ethics; Secondary: Remedial
REITERATION

Facts

The Antecedents: Complainant Bartolome Macaraeg filed an administrative complaint against respondent Oscar Bermudez, Clerk of Court of the Court of Agrarian Relations, Branch VI, Paniqui, Tarlac, for failing to transmit the records of CAR Case No. 2628-T-73 to the Court of Appeals within the reglementary period. Procedural History: Complainant's counsel filed a notice of appeal on May 5, 1977. Upon inquiry, it was discovered that the records had not yet been forwarded. The Court of Appeals issued a letter-order directing the respondent to transmit the records within five days. Despite this, the records were still not transmitted by June 21, 1977, and were only forwarded on June 27, 1977. The Petition: The administrative complaint alleged failure to comply with Section 18 of PD No. 946, which mandates the transmittal of records within fifteen (15) days from receipt of notice of appeal, or from denial of the last motion for reconsideration. Respondent, in his explanation, cited the court's policy of preparing certified true copies for reference, the workload of stenographers, the resignation of a key stenographer (Leonora Garcia), and efforts to locate her to transcribe stenographic notes. He claimed no intention to delay and that the complaint was harassment.

Issue(s)

Whether the respondent Clerk of Court was remiss in his duty to supervise his subordinates, leading to the delay in the transmittal of the case records. Whether the respondent should be held liable for the failure to transmit the records within the reglementary period.

Ruling

The Court found that the respondent Clerk of Court was remiss in supervising his subordinates and deserved leniency. He was admonished to exercise closer supervision and greater vigilance over his subordinates, with a warning of more severe sanctions for future infractions.

Ratio Decidendi

On the issue of the respondent's remissness in supervision: The Court held that the respondent Clerk of Court could not be fully exonerated as he was remiss in supervising his subordinates, particularly Stenographer Leonora Garcia. The respondent should have ensured that all stenographic notes were transcribed before Garcia's resignation or made efforts to have her complete them after her resignation. The principle of command responsibility was acknowledged but not applied absolutely, as continuous supervision cannot guarantee subordinates' performance. However, the Court stated that the respondent could not escape responsibility for failing to exercise closer supervision and not prescribing an office procedure to ensure timely transmittal of records as required by Section 18 of PD No. 946. On the issue of liability for failure to transmit records: While acknowledging the respondent's responsibility for lack of closer supervision, the Court granted him leniency. It noted the efforts made to contact the former stenographer, Leonora Garcia, who could not be located due to her new employment. Furthermore, the Court observed that despite the delay of one month and twenty-two days from the notice of appeal, there was no appreciable harm caused to the complainant. The records were eventually forwarded, and the respondent had no intention to delay the transmittal. Therefore, a severe penalty was not warranted, but an admonition was deemed appropriate.

Main Doctrine

A Clerk of Court may be held liable for failure to supervise subordinates in the timely transmittal of records, even if the delay was caused by the subordinates' actions or inactions, though leniency may be given if efforts were made to comply and no appreciable harm was caused.

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