Investment and Management Services Corporation v. Roxas

A.C. No. 1417 · 1996-04-17 · J. VITUG, J.: · Primary: Ethics; Secondary: Remedial
REITERATION

Facts

The Antecedents: The Investment and Management Services Corporation (IMSC) filed a petition for disbarment or suspension against Atty. Leodegario V. Roxas in 1975. IMSC alleged that respondent, while its Administrative and Legal Officer, misappropriated sums totaling P7,817.30 received in trust from corporations managed by IMSC and from debtors and employees. Additionally, respondent allegedly issued bouncing checks for personal obligations. Procedural History: Respondent failed to file an answer to the initial petition. After several attempts to serve notices and respondent's motions for substitution of documents, the Court referred the matter to the Office of the Solicitor General (OSG) for investigation. The OSG recommended a five-year suspension. The Court then referred the OSG's complaint to the Integrated Bar of the Philippines (IBP). The IBP, adopting the Investigating Commissioner's report, recommended a one-month suspension, noting that while evidence for the charges was lacking, respondent's "actuations" during the proceedings warranted disciplinary sanctions. The Petition: The case reached the Supreme Court for final action on the IBP's recommendation.

Issue(s)

Whether respondent Atty. Leodegario V. Roxas should be suspended from the practice of law due to his evasion of administrative proceedings. Whether respondent's conduct during the administrative proceedings, specifically his persistent evasion and lack of respect for the judicial process, warrants a more severe disciplinary action.

Ruling

The Supreme Court found that respondent Atty. Leodegario V. Roxas had no intention to squarely face the charges against him. By repeatedly changing his address without informing the investigating officials or the Court, he managed to evade the administrative investigation, leading to the complainant corporation no longer being reachable to substantiate its charges. The Court held that a lawyer must constantly conduct himself with great propriety, owing utmost respect and fidelity to the Court and his peers, and exhibiting the highest degree of good faith, fairness, and candor. Finding that respondent had miserably failed in these pledges, the Court ordered his suspension from the practice of law for a period of six (6) months.

Ratio Decidendi

On Issue 1: The Supreme Court found that respondent Atty. Leodegario V. Roxas should be suspended from the practice of law. The Court noted that respondent clearly had no intention to squarely face the charges against him. His repeated changes of address without informing the investigating officials or the Court allowed him to evade the administrative investigation for years. This evasion ultimately resulted in the complainant corporation becoming unreachable to substantiate its charges, a situation the Court cannot take lightly. A lawyer's conduct must be characterized by propriety, respect, and fidelity towards the Court and his peers. The respondent's actions demonstrated a failure to uphold these fundamental obligations of the legal profession. Therefore, a penalty was deemed necessary. On Issue 2: The Supreme Court ruled that respondent's conduct during the administrative proceedings warranted disciplinary action, leading to a more severe penalty than that recommended by the IBP. The Court emphasized that a lawyer, as an officer of the court, owes utmost respect and fidelity to it and to his peers. His relationship with others must be characterized by the highest degree of good faith, fairness, and candor. The respondent's persistent evasion of the proceedings, which caused significant delay and hampered the investigation, demonstrated a profound lack of respect for the judicial process and the disciplinary mechanisms of the legal profession. This failure to conduct himself with propriety and good faith necessitated disciplinary sanctions beyond the one-month suspension recommended by the IBP.

Main Doctrine

A lawyer who repeatedly evades administrative proceedings and fails to face charges against him, despite repeated notices and opportunities, exhibits a lack of respect for the Court and the legal profession, warranting a suspension from the practice of law.

Access audio review, related cases, codal links, and more.

Open LexMatePH →