Orosa v. Roa

G.R. No. 140423 · 2006-07-14 · J. GARCIA, J.: · Primary: Remedial; Secondary: Criminal
REITERATION

Facts

1. The Antecedents: Petitioner Jose Luis Angel B. Orosa, a dentist and topnotcher in the May 1994 dental board examinations, filed a complaint-affidavit for libel against respondent Alberto C. Roa, also a dentist. The complaint stemmed from an article published by the respondent in the "Dental Trading Post" which Orosa alleged was defamatory, besmirching his honor and reputation. The article discussed the possibility of a father, who was an examiner in a licensure examination, manipulating the results to favor his sons who were examinees. 2. Procedural History: The Pasig City Prosecutor dismissed Orosa's complaint, finding the article to be a bona fide communication on matters of public concern made without malice. Orosa appealed to the Department of Justice (DOJ), and Chief State Prosecutor Jovencito Zuño reversed the dismissal, directing the filing of an Information for libel. Consequently, an Information was filed with the Regional Trial Court (RTC) of Pasig City. Roa appealed to the Secretary of Justice, who reversed the Zuño Resolution and directed the withdrawal of the Information. Orosa's motion for reconsideration was denied. Orosa then filed a petition for review with the Court of Appeals (CA) under Rule 43 of the 1997 Rules of Civil Procedure. The CA dismissed the petition, holding that the DOJ and its prosecutors are not among the quasi-judicial agencies whose resolutions are reviewable under Rule 43. 3. The Petition: Orosa filed the present petition for review with the Supreme Court, arguing that the CA erred in holding that the resolutions of the Department of Justice are not reviewable under Rule 43, that his petition was prematurely filed, and that the CA should have resolved the merits of his case. He contends that Rule 43 was intended to apply to all quasi-judicial agencies and that the enumeration in Section 1 of Rule 43 is not exclusive. The core issue presented to the Supreme Court is whether a petition for review under Rule 43 is the proper mode of appeal from a resolution of the Secretary of Justice directing the withdrawal of a libel information, or the filing of, an information in a criminal case.

Issue(s)

Whether resolutions of the Department of Justice directing the withdrawal of an Information are reviewable by the Court of Appeals under Rule 43 of the 1997 Rules of Civil Procedure. Whether the petition filed before the Court of Appeals was prematurely filed. Whether the resolutions of the Department of Justice are reviewable under Rule 65 (sic) of the 1997 Rules of Civil Procedure. Whether the Court of Appeals erred in not resolving the petition on the merits. Whether the resolutions of the Department of Justice should be reversed on the grounds that respondent's appeal was defective, the article was defamatory, malice attended its publication, and it was not protected by the mantle of privileged matter.

Ruling

The petition is denied and the assailed resolution of the Court of Appeals is affirmed. The Supreme Court held that resolutions of the Secretary of Justice directing the withdrawal of an Information are not appealable to the Court of Appeals via a petition for review under Rule 43. The Court also found the petition before the CA to be premature.

Ratio Decidendi

On the reviewability of DOJ resolutions under Rule 43: The Court reiterated that Rule 43 applies to appeals from quasi-judicial agencies. While the DOJ is not expressly enumerated in Section 1 of Rule 43, the enumeration is not exclusive. However, the Court found compelling reason to believe the exclusion of the DOJ from the list was deliberate, aligning with the constitutional power of control of the President over executive departments. This power allows the President to review, alter, or set aside actions of subordinates. Therefore, recourse from the decision of the Secretary of Justice should be to the President, not directly to the CA, under the established principle of exhaustion of administrative remedies. The inclusion of the Office of the President in Rule 43 further accentuates that appeals from department heads must first be resolved by that office. On the prematurity of the petition before the CA: The Court agreed with the CA's finding that the petition was premature. The Information for libel was already filed with the RTC of Pasig City, which then had control of the case. The petitioner's remedy was to reiterate his grounds by way of an appropriate opposition to the "Motion to Withdraw Information" filed by the prosecution office. The trial court, having control of the case, could look into the petitioner's claims and rule on the matter first, which is a prerequisite to elevating the case to a higher court. This procedural posture aligns with the principle of exhaustion of remedies. On the reviewability of DOJ resolutions under Rule 65 and the nature of preliminary investigation: The Court noted that the question of whether a preliminary investigation is a quasi-judicial proceeding or if the Secretary of Justice performs quasi-judicial functions when reviewing such matters is of little moment in this case. However, it drew attention to its previous pronouncements in Santos v. Go, citing Bautista v. Court of Appeals, stating that a prosecutor in a preliminary investigation does not determine guilt or innocence but merely conducts an inquisitorial process to discover persons reasonably chargeable with a crime and to prepare a complaint or information. It is not a trial on the merits, and the prosecutor does not act as a quasi-court. On the Court of Appeals not resolving the petition on the merits: Given the procedural infirmities identified (lack of proper appellate recourse and prematurity), the Court deemed it unnecessary to address the substantive issues raised by the petitioner regarding the alleged defectiveness of the respondent's appeal, the defamatory nature of the article, the presence of malice, and the article's lack of protection under privileged matter. The procedural bar prevented the Court from reaching these substantive points. On the merits of the libel charge: Given the procedural infirmities identified (lack of proper appellate recourse and prematurity), the Court deemed it unnecessary to address the substantive issues raised by the petitioner regarding the alleged defectiveness of the respondent's appeal, the defamatory nature of the article, the presence of malice, and the article's lack of protection under privileged matter. The procedural bar prevented the Court from reaching these substantive points.

Main Doctrine

Resolutions of the Secretary of Justice directing the withdrawal of an Information are not appealable to the Court of Appeals via a petition for review under Rule 43 of the 1997 Rules of Civil Procedure. Recourse should be to the President under the principle of exhaustion of administrative remedies, given the Secretary of Justice's position under the President's power of control.

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