Rico v. Rufon

A.M. No. RTJ-04-1822 · 2007-06-25 · J. AZCUNA, J.: · Primary: Ethics; Secondary: Remedial
REITERATION

Facts

The Antecedents: This case stems from a complaint filed by Atty. Rex G. Rico against Judge Anastacio C. Rufon, alleging gross ignorance of the law, incompetence, and violations of the Code of Judicial Conduct. The underlying dispute involved Civil Case No. 32482, where plaintiffs Dos Amigos Branch IV, Teodoro Ko, and Carmelina B. Suplido obtained a favorable judgment in the RTC, Pasig City, which was later affirmed by the Court of Appeals. Subsequently, certain properties of the defendant, Rachel Akol, located in Bacolod City, were levied in execution, and a Notice of Embargo was annotated on their titles. Procedural History: Following the annotation of the Notice of Embargo on May 16, 1989, Claudio G. Akol, Jr. filed a Petition for Cancellation of Notice of Embargo (CAD Case No. 00-1204) before the RTC, Branch 51, Bacolod City, presided over by respondent Judge Rufon in an acting capacity. Judge Rufon granted this petition in an Order dated October 27, 2000, citing prescription as the ground and ordering the cancellation of the Notice of Embargo. This action by Judge Rufon occurred while the RTC, Branch 155, Pasig City, which issued the writ of execution, was still holding in abeyance its enforcement and later directed its implementation. The complainant asserts that Judge Rufon's actions violated the principle of judicial stability and due process. The Petition: The complaint before the Supreme Court, acting as a disciplinary proceeding, alleges that Judge Rufon committed gross ignorance of the law by (1) taking cognizance of the petition for cancellation of the notice of embargo, thereby violating the principle of judicial stability; (2) failing to notify the plaintiffs in the original civil case (Dos Amigos Branch IV, et al.) of the hearing on the cancellation petition, thus depriving them of due process; and (3) issuing an order in the nature of a judgment without adequate legal and factual basis, specifically by granting the cancellation based on prescription without requiring evidence. The complainant argues that the petition for cancellation was an action in personam and not a cadastral proceeding, necessitating personal notice and a proper reception of evidence.

Issue(s)

Whether respondent Judge Rufon committed gross ignorance of the law and violated the principle of judicial stability by taking cognizance of the Petition for Cancellation of Notice of Embargo. Whether respondent Judge Rufon failed to notify the plaintiffs in Civil Case No. 32482 of the hearing on the petition, thereby violating their right to due process. Whether respondent Judge Rufon issued an Order dated October 27, 2000, in the nature of a judgment without adequate legal and factual basis.

Ruling

The Supreme Court found the respondent Judge Anastacio C. Rufon guilty of gross ignorance of the law and imposed a fine of Ten Thousand Pesos (₱10,000.00), with a stern warning against repetition.

Ratio Decidendi

On the issue of judicial stability and jurisdiction: The Court held that respondent Judge Rufon committed gross ignorance of the law by taking cognizance of the Petition for Cancellation of Notice of Embargo. The RTC, Branch 155, Pasig City, which issued the writ of execution, had supervisory control over its execution. Any challenge to the writ's effectivity should have been addressed to that court. Judge Rufon's reliance on Section 108 of P.D. No. 1529 was misplaced, as the petition was not merely administrative but an action to quiet title or remove a cloud, requiring a more adversarial proceeding. The method outlined in Section 112 of Act 496, which Judge Rufon invoked, is summary and requires unanimity among parties, which was absent here. Therefore, his court lacked the proper jurisdiction to cancel the notice of embargo. On the issue of failure to notify and due process: The Court found that respondent Judge Rufon's failure to cause actual service of notice to the plaintiffs in Civil Case No. 32482 constituted a violation of their right to due process. The petition for cancellation of the notice of embargo was an action in personam, directed specifically against the plaintiffs, not the whole world, even though it concerned real property. Constructive notice through posting, as asserted by the respondent judge, is insufficient for an action in personam where personal service is required to afford the parties an opportunity to be heard. The plaintiffs were deprived of their right to be heard during the October 27, 2000 hearing. On the issue of issuing an order in the nature of a judgment without basis: The Court ruled that the Order dated October 27, 2000, was in the nature of a final judgment, not merely interlocutory. Respondent Judge Rufon erred in issuing this order without requiring the parties to present evidence to prove or disprove prescription, which is a question of fact. The order did not state the facts and the law upon which it was based, violating constitutional and procedural requirements for judgments. His claim that the notice of embargo had become stale by sheer lapse of time was unsubstantiated by evidence presented during a proper hearing. This failure to follow basic legal commands demonstrated gross ignorance of the law.

Main Doctrine

A judge who issues an order cancelling a notice of embargo without proper notice to the parties affected and without requiring evidence on the issue of prescription commits gross ignorance of the law, as such an order is in the nature of a judgment and requires adherence to due process and evidentiary rules.

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