Ombudsman v. Capulong

G.R. No. 201643 · 2014-03-12 · J. REYES, J.: · Primary: Ethics; Secondary: Criminal
REITERATION

Facts

The Antecedents: The Office of the Ombudsman (Ombudsman) filed a complaint against Jose T. Capulong (Capulong), a Customs Operation Officer V, for violation of R.A. No. 6713 (Code of Conduct and Ethical Standards for Public Officials and Employees), perjury under Article 183 of the Revised Penal Code, and serious dishonesty and grave misconduct. The charges stemmed from Capulong's alleged failure to file Statements of Assets, Liabilities and Net Worth (SALN) for specific calendar years and his failure to disclose his wife's business interests in two corporations in his SALNs for other years. Procedural History: Capulong filed a counter-affidavit denying the allegations and asserting compliance with SALN filing procedures. He also argued that the charges were prescribed and lacked factual basis. Subsequently, the Ombudsman issued an order for Capulong's preventive suspension without pay. Capulong filed a petition for certiorari with the Court of Appeals (CA) assailing the preventive suspension order. The CA issued a Temporary Restraining Order (TRO). The Ombudsman later lifted the preventive suspension order, leading the Ombudsman to argue that the case became moot and academic. However, the CA rendered a decision granting Capulong's petition and dismissing the criminal charge, holding that the case was not moot and that the Ombudsman lost its right to prosecute due to prescription and that the non-disclosure did not constitute gross misconduct or serious dishonesty. The Ombudsman's motion for reconsideration was denied. The Ombudsman then filed a petition for review on certiorari with the Supreme Court. The Petition: The Ombudsman assails the CA's decision and resolution, arguing that the CA had jurisdiction to grant reliefs even after the preventive suspension order was lifted and that the CA erred in dismissing the criminal charge.

Issue(s)

Whether the Court of Appeals has jurisdiction over the subject matter and can grant reliefs after the Ombudsman has lifted the subject order of preventive suspension. Whether the CA erred in dismissing the criminal charge against Capulong.

Ruling

The Supreme Court affirmed the Decision and Resolution of the Court of Appeals. The petition filed by the Office of the Ombudsman is denied.

Ratio Decidendi

On the jurisdiction of the CA and the mootness of the case: The Court reiterated its policy not to interfere with the Ombudsman's powers but acknowledged exceptions where there is a clear showing of grave abuse of discretion or lack of jurisdiction. The lifting of the preventive suspension order does not render the petition moot and academic because the aggrieved party may still seek redress through a petition for certiorari to determine the validity of the order and to seek incidental reliefs. The CA correctly exercised its jurisdiction as Capulong's petition included a prayer for "other reliefs as may be just and equitable under the premises," which sanctioned the CA's ruling on the merits. The Court emphasized that the allegations in the pleading, not just the specific prayer, determine the nature of the action and the relief that can be granted. On the dismissal of the criminal charge: The Court found that the CA correctly dismissed the criminal charge for perjury. The crime of perjury requires a willful and deliberate assertion of falsehood. Since the administrative case concerning the alleged misrepresentations in Capulong's SALNs was dismissed by the CA due to lack of basis and prescription, the criminal charge for perjury, which stemmed from these alleged misrepresentations, no longer had a basis to stand on. The CA found that the non-disclosure of the wife's business interest did not constitute serious dishonesty or grave misconduct because there was no showing that Capulong deliberately concealed the information, especially since the corporations' registrations were already revoked by the SEC. Furthermore, the CA found that the Ombudsman lost its right to prosecute for non-filing of SALNs due to prescription under Act No. 3326.

Main Doctrine

The lifting of a preventive suspension order does not render a petition for certiorari moot and academic, as the courts may still pass upon the validity of the order to determine if there was grave abuse of discretion, especially when the petition also prays for other incidental reliefs.

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