Baguio v. Lacuna

A.M. No. P-17-3709 · 2017-06-19 · J. PERLAS-BERNABE, J.: · Primary: Ethics; Secondary: Remedial
REITERATION

Facts

The Antecedents: Judge Celso O. Baguio filed a letter-complaint charging Jocelyn P. Lacuna, a Court Stenographer III, with gross incompetence. The complaint alleged that the initial trial of Criminal Case No. 14405-10 was reset on January 25, 2013, due to respondent's failure to transcribe and submit the stenographic notes of the pre-trial proceedings held on November 16, 2012. Respondent was ordered to transcribe the notes and explain her failure. She apologized but claimed the resetting was also due to the absence of a witness. Judge Baguio noted respondent's previous suspension for a similar offense and expressed doubt about her proficiency, stating she relied on tape recordings for 15 years, leading to canceled hearings and embarrassment to the court. However, he also noted her near-perfect attendance and quiet demeanor. Procedural History: The Office of the Court Administrator (OCA) directed respondent to comment on the complaint. Respondent admitted failing to transcribe the notes but attributed it to simple oversight, not gross inefficiency, citing heavy caseloads and insufficient stenographers in Branch 34. She argued her apology was not an admission of incompetence and denied sole reliance on tape recordings. The OCA recommended referring the case to the Executive Judge for investigation. Executive Judge Ana Marie C. Joson-Viterbo recommended a six (6) months suspension without pay, finding respondent guilty of simple neglect of duty, noting her admitted failure to transcribe notes within the prescribed period but also her completion of the task before the next hearing and significant improvement in performance. She found no bad faith. The Petition: The case reached the Supreme Court for resolution on whether respondent should be held administratively liable for simple neglect of duty.

Issue(s)

Whether respondent Jocelyn P. Lacuna should be held administratively liable for simple neglect of duty.

Ruling

The Court finds respondent Jocelyn P. Lacuna GUILTY of simple neglect of duty. She is SUSPENDED for a period of three (3) months without pay and STERNLY WARNED to be more circumspect in the performance of her duties, as a repetition of the same or similar offense shall be dealt with more severely. A copy of the Decision is ordered to be entered in her 201 file.

Ratio Decidendi

On Whether respondent Jocelyn P. Lacuna should be held administratively liable for simple neglect of duty: The Court affirmed the Executive Judge's finding that respondent is guilty of simple neglect of duty. This is based on her admitted failure to comply with the twenty (20) day period prescribed by Supreme Court Administrative Circular No. 24-90 for transcribing stenographic notes. The Court emphasized that the duties of a stenographer are clearly embodied in Section 17, Rule 136 of the Rules of Court, which mandates the immediate delivery of notes to the clerk of court and the timely transcription thereof. The heavy workload cited by the respondent was deemed an inadequate excuse for her remissness in duty, as allowing such an excuse would permit other government employees to evade punishment for negligence. The Court stressed that court stenographers perform an essential function in the administration of justice, and any omission or act that erodes public faith in the judiciary is condemned. A public office is a public trust, and failing to fulfill one's duties violates this trust. While the respondent admitted to the delay, the fact that she completed the transcription before the next scheduled hearing was considered a mitigating factor, leading to the classification of the offense as simple neglect of duty, defined as a disregard of or failure to give proper attention to a task expected of an employee, signifying carelessness or indifference. The Court, however, modified the recommended penalty. Considering the respondent's long service in the judiciary, her acknowledgment of the infraction, and the complainant's admission of her greatly improved working habits, the Court found a penalty of three (3) months suspension without pay to be more fair and reasonable than the six (6) months recommended by the Executive Judge. The Court reiterated that where a less punitive penalty would suffice, the missteps of an employee ought not to be visited with a consequence so severe.

Main Doctrine

A court stenographer's failure to transcribe stenographic notes within the prescribed period, even if completed before the next hearing, constitutes simple neglect of duty. While mitigating circumstances like long service and improvement in performance may warrant a reduced penalty, the offense itself remains.

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