Malecdan v. Baldo

A.C. No. 12121 · 2018-06-27 · J. CAGUIOA, J.: · Primary: Ethics; Secondary: Remedial
REITERATION

Facts

The Antecedents: Complainant Celestino Malecdan filed an administrative complaint against respondent Atty. Simpson T. Baldo for allegedly violating Section 9 of Presidential Decree 1508 (Katarungang Pambarangay Law), which prohibits the participation of lawyers in Lupon proceedings. Atty. Baldo appeared as counsel for spouses James and Josephine Baldo during a hearing before the Punong Barangay concerning a complaint for Estafa, Breach of Contract, and Damages filed by Malecdan. Procedural History: Malecdan filed a Complaint-Affidavit with the IBP Baguio-Benguet Chapter. The case was endorsed to the Committee on Bar Discipline-IBP (CBD-IBP) after settlement failed. Atty. Baldo submitted an Answer admitting his presence but claiming he obtained permission to talk to the complainant for possible amicable settlement. Malecdan filed a Supplemental Complaint-Affidavit, insisting he objected to Atty. Baldo's presence and that the situation was precisely what Section 9 of P.D. 1508 sought to prevent. The Investigating Commissioner recommended a warning, finding the law's language not definitive. However, the IBP Board of Governors reversed this, recommending a reprimand. The Petition: The Supreme Court reviewed the case to determine if Atty. Baldo's appearance before the Lupon violated P.D. 1508 and the Code of Professional Responsibility.

Issue(s)

Whether Atty. Baldo's appearance as counsel before the Lupon violated Section 9 of Presidential Decree 1508. Whether Atty. Baldo's actions constituted a violation of the Code of Professional Responsibility.

Ruling

The Supreme Court upheld the findings and recommendation of the IBP Board of Governors. Atty. Simpson T. Baldo was found LIABLE for violation of Canon 1 and Rule 1.01 of the Code of Professional Responsibility and was REPRIMANDED with a stern warning against repetition of the offense.

Ratio Decidendi

On the issue of violation of Section 9 of Presidential Decree 1508: The Court affirmed that Section 9 of P.D. 1508 unequivocally prohibits the appearance of lawyers in proceedings before the Lupon, except for minors and incompetents assisted by their next of kin who are not lawyers. The Court reiterated the ruling in Ledesma v. Court of Appeals, emphasizing that personal confrontation without the intervention of counsel is crucial for generating spontaneity and a favorable disposition towards amicable settlement at the barangay level. The mandatory language of the provision, coupled with the expressio unius est exclusio alterius principle, means that the exceptions provided are exclusive. Therefore, Atty. Baldo's admitted appearance as counsel for the spouses Baldo directly contravened this mandatory provision. On the issue of violation of the Code of Professional Responsibility: The Court found that Atty. Baldo's violation of P.D. 1508 also constituted a violation of Rule 1.01 of Canon 1 of the Code of Professional Responsibility. Canon 1 mandates lawyers to uphold the Constitution, obey the laws of the land, and promote respect for law and legal processes. Rule 1.01 specifically prohibits unlawful, dishonest, immoral, or deceitful conduct. By appearing before the Lupon in violation of a specific law, Atty. Baldo engaged in unlawful conduct, which falls under the prohibition of Rule 1.01. The Court stressed that a lawyer's personal deference to the law not only reflects their character but also inspires public respect for the law.

Main Doctrine

A lawyer's appearance as counsel in proceedings before the Lupon, in violation of Section 9 of Presidential Decree 1508, constitutes a violation of Rule 1.01 of Canon 1 of the Code of Professional Responsibility.

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