Guanzon v. Dojillo

A.C. No. 9850 · 2018-08-06 · J. PERALTA, J.: · Primary: Ethics; Secondary: Remedial
REITERATION

Facts

The Antecedents: Atty. Ma. Rowena Amelia V. Guanzon filed a disbarment complaint against Atty. Joel G. Dojillo for allegedly violating the Code of Professional Responsibility and Rules of Court on confidentiality of documents and proceedings, gross misconduct, discourtesy, unfairness, and malicious and unethical conduct. Atty. Guanzon was the counsel for Rosalie Jaype-Garcia and her minor children in a Petition for Temporary Protection Order (TPO) under R.A. No. 9262 against Rosalie's husband, Jesus Chua Garcia. Subsequently, Garcia filed a disbarment complaint against Atty. Guanzon, submitting affidavits from Sheryl Jamola and Bernadette Yap alleging that Atty. Guanzon had "romantic and pecuniary interest" on Rosalie and the financial support ordered by the court. Atty. Guanzon also filed several cases against Garcia: Damages (Civil Case No. 802-C), Unjust Vexation (Criminal Case No. 06-10-12695), and Grave Oral Defamation (Criminal Case No. 06-10-12696). In his Answer and Counter-Affidavits in these three cases, Atty. Dojillo, as counsel for Garcia, attached the affidavits of Jamola and Yap from the disbarment case against Atty. Guanzon. Procedural History: Atty. Guanzon alleged that Atty. Dojillo, with malice and bad faith, submitted these documents, causing the exposure of confidential records and damaging her reputation. The Integrated Bar of the Philippines-Commission on Bar Discipline (IBP-CBD) required Atty. Dojillo to submit his answer. Atty. Dojillo averred that he attached the documents to establish Atty. Guanzon's motive in filing the cases against his client, surmising they were an afterthought or revenge for the disbarment complaint against her. He also argued that Atty. Guanzon herself attached the same documents in her Complaint for Contempt against him and Garcia, thus, if her act was not a violation, neither was his. The IBP-CBD recommended the dismissal of the complaint for insufficiency of evidence, finding that Atty. Dojillo acted to defend his client by establishing Atty. Guanzon's motive and that Atty. Guanzon's successive filings gave the impression of harassment. The IBP Board of Governors adopted this recommendation, dismissing the complaint against Atty. Dojillo and warning Atty. Guanzon against filing groundless complaints. Atty. Guanzon moved for reconsideration, which was denied. She then filed the instant petition for review. The Petition: Atty. Guanzon sought a review of the IBP's dismissal of her disbarment complaint against Atty. Dojillo.

Issue(s)

Whether Atty. Dojillo violated the Code of Professional Responsibility and the Rules of Court on confidentiality of disbarment proceedings by attaching the affidavits of Sheryl Jamola and Bernadette Yap to his client's pleadings. Whether Atty. Guanzon failed to provide clear and convincing evidentiary support for her allegations against Atty. Dojillo.

Ruling

The Supreme Court denied the petition for review for lack of merit, adopting the findings and recommendation of the IBP Board of Governors. The Court found that Atty. Guanzon failed to provide clear and convincing evidentiary support for her allegations. The Court held that Atty. Dojillo could not be faulted for attaching the documents to establish his client's motive and defend his client's cause, absent proof of malice or bad faith. The Court also clarified that the confidentiality rule in disciplinary actions is not absolute and does not cover the mere existence or pendency of such actions.

Ratio Decidendi

On the alleged violation of confidentiality: The Court found that Atty. Dojillo acted within his duties as counsel by attaching the subject documents to his client's Answer and Counter-Affidavit. The purpose was to establish a factual basis for Atty. Guanzon's motive in filing the civil and criminal cases against his client, Jesus Chua Garcia. The Court emphasized that in the absence of proof that Atty. Dojillo was motivated by malice or bad faith, or an intent to harass or damage Atty. Guanzon's reputation, his actions did not constitute a violation. Furthermore, the Court clarified that the confidentiality rule in disciplinary actions for lawyers is not absolute and does not extend to covering the mere existence or pendency of disciplinary actions. The Court cited that the purpose of attaching the documents was to inform the court of the existence of such proceedings, which does not per se violate the confidentiality rule. The Court also noted that these documents, once part of court records, are subject to the Code of Conduct for Court Personnel, which defines confidential information as that not yet made a matter of public record. The Court reasoned that even if the documents were attached to pleadings filed before the courts, they remained private and confidential, and the rule on confidentiality of information used by a judge in preparing a decision continues even after the decision is made public. On the failure to provide clear and convincing evidentiary support: The Court reiterated the legal presumption that an attorney is innocent of the charges until proven otherwise, with the burden of proof resting on the complainant. The Court stressed that for disbarment or suspension proceedings, clear preponderant evidence is necessary. It found that Atty. Guanzon relied on mere assumptions and suspicions, failing to discharge the onus of proving her charges by clear, convincing, and satisfactory evidence. The Court concluded that the IBP's dismissal of the complaint was justified due to the insufficiency of evidence presented by the complainant. The Court affirmed that it will not hesitate to impose disciplinary punishment when warranted but will also protect lawyers when accusations are not indubitably proven.

Main Doctrine

An attorney cannot be faulted for attaching documents to a client's pleading if done to establish the client's motive and defend the client's cause, absent proof of malice or bad faith. The confidentiality rule in disciplinary actions is not absolute and does not cover the mere existence or pendency of such actions.

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