Francisco v. Court of Appeals

G.R. No. 108747 · 1995-04-06 · J. BELLOSILLO, J.: · Primary: Criminal Law; Secondary: Remedial Law
REITERATION

Facts

The Antecedents: Petitioner Pablo C. Francisco, as President and General Manager of ASPAC Trans. Company, was accused of multiple counts of grave oral defamation for allegedly humiliating his employees with abusive language on several occasions between April 9-12, 1980. The Metropolitan Trial Court (MeTC) of Makati found him guilty in four of the five cases, sentencing him to one year and one day to one year and eight months of prision correccional for each offense, and ordering him to pay damages. He was acquitted in one case due to the complainant's failure to appear. Procedural History: Dissatisfied with the MeTC decision, Francisco appealed to the Regional Trial Court (RTC). The RTC affirmed his conviction but appreciated a mitigating circumstance analogous to passion or obfuscation, reducing the sentence in each case to a straight penalty of eight months imprisonment. This RTC decision became final after Francisco failed to appeal it. Subsequently, the MeTC issued a warrant for his arrest for execution of judgment. Before his arrest, Francisco applied for probation, which the MeTC denied. He then filed a petition for certiorari with the Court of Appeals (CA), which also dismissed his petition on several grounds, including procedural defects and the fact that he had already appealed his conviction. The Petition: Francisco seeks review of the CA's decision, arguing that he should still be entitled to probation despite his appeal. He contends that his appeal was precisely to reduce his sentence to a level that would qualify him for probation, as he was initially disqualified due to the cumulative penalties imposed by the MeTC. He invokes the Court's compassion to dispense with technicalities. The core issue is whether his appeal from the MeTC to the RTC, which affirmed his conviction with modification of sentence, disqualifies him from availing of probation under P.D. 968, as amended. He argues that the penalties should be viewed in totality, and his appeal was necessary to become eligible for probation.

Issue(s)

Whether petitioner is still qualified to avail of probation despite having appealed his conviction. Whether multiple prison terms imposed for several offenses should be summed up or taken separately for purposes of determining probation eligibility. Whether the application for probation was filed within the period allowed by law.

Ruling

The petition is DENIED. Petitioner is no longer eligible for probation.

Ratio Decidendi

On the issue of whether petitioner is still qualified to avail of probation despite having appealed his conviction: The Court held that probation is a privilege, not a right, and its benefits are granted by the state. The law expressly requires that an accused must not have appealed his conviction before availing of probation. Section 4 of P.D. 968, as amended, clearly states that "no application for probation shall be entertained or granted if the defendant has perfected the appeal from the judgment of conviction." This provision, as interpreted in Llamado v. Court of Appeals, does not offer any ambiguity or qualification. The Court rejected the argument that an appeal should not bar probation if it is solely to reduce the penalty, emphasizing that the plain text of the law must be followed. The Court reiterated that the purpose of the law is to prevent speculation and opportunism, and that appeal and probation are mutually exclusive remedies. On the issue of whether multiple prison terms should be summed up or taken separately: The Court ruled that multiple prison terms imposed for several offenses should be taken separately, not summed up, for purposes of determining probation eligibility. Section 9(a) of P.D. 968, as amended, uses the word "maximum" and not "total" when disqualifying offenders sentenced to serve a maximum term of imprisonment of more than six years. Therefore, as long as each individual penalty imposed is within the probationable period (not exceeding six years), the offender is eligible for probation, unless otherwise disqualified. In this case, even under the MeTC decision, each imposed prison term was probationable. The Court also noted that even if the RTC's modified penalties were multiplied sixteen times, the total would still exceed six years, thus disqualifying him under the petitioner's own argument of summing up. On the issue of whether the application for probation was filed within the period allowed by law: The Court affirmed the Court of Appeals' finding that the application for probation was filed out of time. Section 4 of P.D. 968, as amended, requires that an application for probation must be filed "within the period for perfecting an appeal." In this case, the application was filed after the RTC decision had become final and executory, and after a warrant of arrest had been issued for the execution of judgment. The Court found no legal basis to allow probation after the judgment had become final and was already set for execution.

Main Doctrine

An accused who perfects an appeal from a judgment of conviction, even if the appeal is solely to reduce the penalty to make him eligible for probation, forfeits his right to apply for probation, as appeal and probation are mutually exclusive remedies under the law.

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